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86У6ПЈRight Par 8OEУ=(E:Ž7‘j fУљ*EУџА7‘$УE(ђOшPааааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџXА` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ0ААааггггггггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааDocument 16У6ПЈDocument 1OEУ=(E:Ž7‘j gУљ*EУџА7‘$УE)їQэRХХааааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџXА` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааггггггггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааХХTechnical 56У6ПЈTechnical 5OEУ=(E:Ž7‘j hУљ*EУџА7‘$УE*ѕSыTааааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџXА` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааггггУ УФ Фггггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааTechnical 66У6ПЈTechnical 6OEУ=(E:Ž7‘j iУљ*EУџА7‘$УE+ѕUыVааааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџXА` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааггггУ УФ Фггггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааћџ2y4,€С0-€A1.8С1/€љ3Technical 26У6ПЈTechnical 2OEУ=(E:Ž7‘j jУљ*EУџА7‘$УE,WXггггггггTechnical 36У6ПЈTechnical 3OEУ=(E:Ž7‘j kУљ*EУџА7‘$УE-YZггггггггTechnical 46У6ПЈTechnical 4OEУ=(E:Ž7‘j lУљ*EУџА7‘$УE.ѕ[ы\ааааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџXА` И hРpШ xа (#џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџААааггггУ УФ Фггггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ` И 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PРQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiQXX#бС`‘e%%СAdvanced Legal WordPerfect II Learning Guideƒ УУ ФФ шеео„б#)a [ PРQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiQXX#бAdvanced Legal WordPerfect II Learning Guide УУ ФФ оеенЦб#)a [ PР QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi!QXX#б УУ ФФ Copyright РР Portola Systems, Inc. 1987, 1988С`…e%AСPage ƒ нееЦааб#Xjє\  PŽ"G;XP#бб#)a [ PР#QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi$QXX#б УУ ФФ Page С`1e%&СCopyright 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аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааех„б#)a [ PР0QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi1QXX#бС`Me%'СAdvanced Legal WordPerfect Learning Guideƒ УУ ФФ хеел„б#)a [ PР2QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi3QXX#бAdvanced Legal WordPerfect Learning Guide УУ ФФ лееєЦб#)a [ PР4QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi5QXX#б УУ ФФ Copyright РР Portola Systems, Inc. 1987, 1988С`…e%AСPage ƒ єееєЦб#)a [ PР6QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi7QXX#б УУ ФФ Page С`1e%&СCopyright РР Portola Systems, Inc. 1987, 1988ƒ єеStyle 87‘о6У6ПЈInitial Codes for Beginningj оУљ*EУџА7‘$УE‰юб#)a [ PР8QXP#бг dn га э#э# аггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааа ААц[ аец„б#)a [ PР9QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi:QXX#бС`)e%&СBeginning Legal WordPerfect Learning Guideƒ УУ ФФ цеем„б#)a [ PР;QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi<QXX#бBeginning Legal WordPerfect Learning Guide УУ ФФ мееѓЅб#)a [ PР=QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi>QXX#б УУ ФФ Copyright РР Portola Systems, Inc. 1987, 1988С`…e%AСPage ƒ ѓееѓЅб#)a [ PР?QXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> Xi@QXX#б УУ ФФ Page С`1e%&СCopyright РР Portola Systems, Inc. 1987, 1988ƒ ѓеStyle 97‘у6У6ПЈInitial Codes for IntermediateУљ*EУџА7‘$УEŠьб#)a [ PРAQXP#бг dn га э#э# аггааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааŠа ААц[ аеъ„б#)a [ PРBQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiCQXX#бС`ee%%СIntermediate Legal WordPerfect Learning Guideƒ УУ ФФ ъеер„б#)a [ PРDQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiEQXX#бIntermediate Legal WordPerfect Learning Guide УУ ФФ реешЅб#)a [ PРFQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiGQXX#б УУ ФФ Copyright РР Portola Systems, Inc.С`…e%AСPage ƒ шееѓЅб#)a [ PРHQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiIQXX#б УУ ФФ Page С`1e%&СCopyright РР Portola Systems, Inc. 1987, 1988ƒ ѓеUpdate7‘ш6У6ПЈInitial Codes for Update ModuleУљ*EУџА7‘$УE‹§б#)a [ PРJQXP#бг dn га э#э# агга ААш[ аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааеэ„б#)a [ PРKQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiLQXX#бС`љe%"СLegal WordPerfect 5.0 Update Class Learning Guideƒ УУ ФФ эееу„б#)a [ PРMQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiNQXX#бLegal WordPerfect 5.0 Update Class Learning Guide УУ ФФ уееєЦб#)a [ PРOQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiPQXX#б УУ ФФ Copyright РР Portola Systems, Inc. 1987, 1988С`…e%AСPage ƒ єееѓЦб#)a [ PРQQXP#ба э#э# аааџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџ˜b, ілРЅŠoT9 ш!џџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџџАџџааб#)^ `> XiRQXX#б УУ ФФ Page С`1e%&СCopyright РР Portola Systems, Inc. 1987, 1988ƒ ѓећџ2AЧŒЕTХq ЦŽczЦdнЦChapter7‘э6У6ПЈChapter Heading=(E:Ž7‘j эУљ*EУџА7‘$УEŒ9 ааг ` гУУззCHAPTER 3 аазз ааФФааReport Body6У6ПЈMain Text of Report:Ž7‘j юУљ*EУџА7‘$УEг ‚а гаа1, 2, 3,‘я6У6ПЈNumbers€ ЇOEУ=(E:Ž7‘j яУљ*EУџА7‘$УEŽ СС1.A, B,7‘№6У6ПЈUppercase LettersE:Ž7‘j №Уљ*EУџА7‘$УE .ТТћџ2ёЩЇsЧ‘mШ’и‡Ш“’_ЩTitleNotes6У6ПЈСTitle Page Notes(E:Ž7‘j ёУљ*EУџА7‘$УE' 'б#ЛZє*f9 xSЛX#б б#ЛZє*f9 xTЛX#бРРА7‘ѓ6У6ПЈTriangle ЇOEУ=(E:Ž7‘j ѓУљ*EУџА7‘$УE‘!"УУРРФФТТWorks Cited6У6ПЈСWorks Cited Page(E:Ž7‘j єУљ*EУџА7‘$УE’9#$9аай З йг ‚Ј§ га э#А аг ‚Ј§ г аай З йг ‚Ј§ га АА аPage Title6У6ПЈPage TitleOEУ=(E:Ž7‘j ѕУљ*EУџА7‘$УE“#% & г ` гУУаазззз ФФааћџ2Ю”o#Ъ•y’Ъ–д Ы—2пЫfootnote ref6У6ПЈt€ ЇOEУ=(E:Ž7‘j іУљ*EУџА7‘$УE”'(ггггУУ27УџА7‘ї6У6ПЈ‚€ ЇOEУ=(E:Ž7‘j їУљ*EУџА7‘$УE•!)*ааггггУУendnote refe6У6ПЈendnote referenceE:Ž7‘j 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A. a.(1)(a) i) a)џџџџџџџџџџџџџџџџŒва Ш ае Bааб#Xjє\  PŽjG;XP#бСрz DСУ УFederal Communications Commission ƒС`ˆи'CСFCC 98Љ42Ф Фƒ кyxА™dddyк еа ААXX аСр4D&СУ УBefore theƒ Ср” DСFederal Communications Commissionƒ СркD!СWashington, D.C. 20554Ф Фƒ вЦАьь(#Цв‡In re Application of У УWestern PCS BTA I CorporationФ Ф For Facilities in the Broadband Personal Communications Systems in the D, E, and F Blocks ) ) )СDD/СFile No. 820EF0012 ) ) ) ) ˆ Срд DСУ УNOTICE OF APPARENT LIABILITY FOR FORFEITUREƒ Adopted:С` ` СMarch 16, 1998Сhh#ССРР(СС-СReleased:СШШ7СMarch 16, 1998Ф Ф аа By the Commission: Ср\D"СУ УI. INTRODUCTIONФ Фƒ СС1. By this Order, we find Western PCS BTA I Corporation ("Western") apparently liable for a forfeiture in the amount of $1,200,000. For the reasons stated below, we conclude that Western, a participant in the Commission's Broadband Personal Communications Services (PCS) D, E and F block auction, apparently violated Sections 1.2105(c) and 1.65 of the Commission's Rules, 47 C.F.R. РРРР 1.2105(c) and 1.65, by discussing bidding strategy during the auction with a competing auction participant, US WEST Communications, Inc. ("US WEST") for the Olympia, Washington market; cooperating with US WEST during the auction; and failing to timely notify the Commission of the prohibited disclosure, discussion and arrangement. СрrD#СУ УII. BACKGROUNDФ Фƒ СС2. Western is a wireless service provider with a cellular and PCS service area centering in the western United States. US WEST is the incumbent local exchange carrier ("LEC") in a 14Љstate region that includes the State of Washington. Both companies participated in the Commission's Broadband PCS D, E, and F block auction, which consisted of 493 Basic Trading Area ("BTA") licenses for 10 megahertz of spectrum in each of the three blocks. During the auction, both Western and US WEST placed bids on BTA Market 331 (Olympia, Washington) (hereinafter "Olympia, Washington BTA"). Western's Director and Senior Vice President for Corporate Development, Cregg Baumbaugh,жџџааб#Xjє\  PŽkG;XP#баШаб#єXє\  PŽlG;єP#бССMr. Baumbaugh also held the position of Director and Senior Vice PresidentЉCorporate Development of Western Wireless Corporation ("WWC"), the parent company of Western. УУSeeФФ Letter dated December 15, 1997, from Western PCS BTA I Corporation, submitted in response to the Wireless Telecommunications Bureau Enforcement Division's letter of inquiry ("Western Response"), at Declaration.ж was a member of Western's D, E, and F block auction team and reported directly to John Stanton, the Chairman/Chief Executive Officer of Western's parent company, Western Wireless Corporation ("WWC").жЌџџааб#Xjє\  PŽmG;XP#баШаб#єXє\  PŽnG;єP#бССWestern Response, УУsupraФФ, Question 12.Ќж US WEST's Vice President of Business Development and External Affairs, Corey Ford, was the head of US WEST's D, E, and F block auction team. Apparently Messrs. Baumbaugh and Ford had both a professional and personal acquaintance that antedated the auction.ж:џџааб#Xjє\  PŽoG;XP#баШаб#єXє\  PŽpG;єP#бУУФФССLetter dated December 16, 1997, from US WEST Communications, Inc., submitted in response to the Wireless Telecommunications Bureau Enforcement Division's letter of inquiry ("US WEST Response"), Question 1. According to Western, since approximately 1992, Messrs. Baumbaugh and Ford have had a professional relationship arising out of their respective roles within their companies. УУSeeФФ, Western Response, УУsupraФФ, Question 1.:ж As described below, the communications between these corporate officials form the basis of this Notice. СС3. УУConversations Prior to ShortЉForm Filing Deadline.ФФ It appears that before the D, E, and F block auction, the PCS markets in general, and the PCS markets in the State of Washington in particular, had been the subject of conversation between Messrs. Ford and Baumbaugh. According to Western, more than one year before the D, E, and F block auction commenced, "Messrs. Ford and Baumbaugh first had a conversation about the PCS auctions following the A/B PCS block auction in the March/April 1995 time frame in which they generally discussed their respective companies' interests in PCS."жЋџџааб#Xjє\  PŽqG;XP#баШаб#єXє\  PŽrG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж Western reported that Mr. Ford and Ken Denman, US WEST's thenЉVice President of Wholesale Wireless Markets, met with Mr. Baumbaugh and Robert Stapleton, WWC's President.жЋџџааб#Xjє\  PŽsG;XP#баШаб#єXє\  PŽtG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж During the meeting, the two US WEST representatives purportedly stated "that it was US WEST's intention to obtain D or E block PCS licenses within its landline service area and inquired whether [Western] would be interested in sharing infrastructure (and possibly spectrum) with US WEST."жЋџџааб#Xjє\  PŽuG;XP#баШаб#єXє\  PŽvG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж According to Western, the "US WEST proposal did not fit within [Western's] PCS strategy and therefore [Western] chose not to pursue US WEST's proposal."жЋџџааб#Xjє\  PŽwG;XP#баШаб#єXє\  PŽxG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж СС4. Western's discussions with a third party confirmed Western's understanding that US WEST intended to acquire PCS licenses within its landline service area. According to Western, later in 1995 and prior to the C block auctionжщџџааб#Xjє\  PŽyG;XP#баШаб#єXє\  PŽzG;єP#бССThe Commission's C block Broadband PCS auction commenced on December 18, 1995 and closed on May 6, 1996.щж, a principal of BDPCS, Inc., visited Western in an effort to enlist Western as a C block partner.жЋ џџааб#Xjє\  PŽ{G;XP#баШаб#єXє\  PŽ|G;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж The BDPCS, Inc. principal subsequently informed Western that it had reached an agreement with US WEST with respect to participation in the C block auction.жЋ џџааб#Xjє\  PŽ}G;XP#баШаб#єXє\  PŽ~G;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж Western reported that "[c]onsistent with the intent suggested by US WEST in the March/April 1995 meeting, BDPCS, Inc. bid on licenses within US WEST's landline service area."жЋ џџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽ€G;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж СС5. Another discussion took place between Messrs. Ford and Baumbaugh approximately one month before the shortЉform application (FCC Form 175) filing deadline for the D, E, and F block auction. According to US WEST, during a round of golf played on June 30, 1996жл џџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽ‚G;єP#бССAccording to US WEST, although Mr. Ford was unable to pinpoint the exact date of the golf game, his expense report showed that it took place June 30, 1996. US WEST Response, УУsupraФФ, Question 1. According to Western, WWC's General Counsel, Alan Bender, also participated in the June 30 golf game. Western Response, УУsupraФФ, Question 1.лж, "Mr. Baumbaugh casually asked [Mr. Ford] whether the rumor was true that US WEST had entered into an agreement with another carrier for PCS spectrum in the Seattle area. Mr. Ford reported that he declined to answer and the two completed their golf game without further discussion of the matter."жЋ џџааб#Xjє\  PŽƒG;XP#баШаб#єXє\  PŽ„G;єP#бССUS WEST Response, УУsupraФФ, Question 1.Ћж According to Western, during that golf game, Mr. Ford also made an unsolicited comment to Mr. Baumbaugh to the effect that US WEST was likely to bid in those PCS markets in which it had existing landline telephone operations.жЋџџааб#Xjє\  PŽ…G;XP#баШаб#єXє\  PŽ†G;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж Mr. Ford reported to US WEST that "he does not recall making such a comment but that such a comment was consistent with earlier discussions with other companies, including Western, which occurred prior to US WEST's filing of the FCC Form 175, regarding potential joint ventures."жЋџџааб#Xjє\  PŽ‡G;XP#баШаб#єXє\  PŽˆG;єP#бССUS WEST Response, УУsupraФФ, Question 1.Ћж US WEST further maintains that "[s]uch a comment was also consistent with information US WEST publicly provided to the investment community."жЬџџааб#Xjє\  PŽ‰G;XP#баШаб#єXє\  PŽŠG;єP#бССUS WEST Response, УУsupraФФ, Question 1. In its response, US WEST notes that "such a comment would be consistent with a public comment filed by US WEST with the FCC on March 15, 1996, which indicated that US WEST 'plans to provide 10 MHz PCS on an integrated basis to customers within USWC's landline service area.'" УУId.ФФ Ьж Apparently, Mr. Baumbaugh made no comment in response to Mr. Ford's unsolicited comment.жЋџџааб#Xjє\  PŽ‹G;XP#баШаб#єXє\  PŽŒG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж According to Western, the information about US WEST's bidding plans "did not come as a surprise to [Western] because of the earlier comment by US WEST in March/April 1995 meeting and because it was generally understood that US WEST would bid on licenses within their service areas, to the extent they could."жЂџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽŽG;єP#бССWestern Response,УУ supraФФ, Question 1. According to Western, the strategy of pursuing PCS licenses within a local exchange carrier's service area was pursued by several telephone companies in the A/B block PCS auction, including BellSouth, Ameritech, Pacific Bell, and SBC. УУIdФФ.Ђж СС6. УУFCC Form 175.ФФ Pursuant to the Commission's rules, in order to participate in the D, E, and F block auction, each applicant was required to submit by July 29, 1996 an FCC Form 175 (shortЉform application) which, among other things, lists the licenses on which an applicant intends to bid and identifies the names of the applicant's authorized bidders.жЇџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бУУССSeeФФ 47 C.F.R. РР 1.2105(a)(2).Їж Each applicant must certify under penalty of perjury that "it has not entered into and will not enter into any explicit or implicit agreements or understandings of any kind with parties not identified in [its] application regarding the amount to be bid, bidding strategies or the particular license on which the applicant or other parties will or will not bid."жоџџааб#Xjє\  PŽ‘G;XP#баШаб#єXє\  PŽ’G;єP#бУУССSeeФФ FCC Form 175, at Certification (4); УУsee alsoФФ 47 C.F.R. РР 1.2105(a)(2)(ix).ож СС7. Western indicated in its shortЉform application that it intended to bid for all licenses in the D and E blocks.жhџџааб#Xjє\  PŽ“G;XP#баШаб#єXє\  PŽ”G;єP#бССAlthough the auction was for the Broadband PCS D, E, and F blocks, Western was only eligible to apply for frequencies in the D and E blocks. The F block was designated as an entrepreneurial block and reserved for small businesses.hж Western identified three authorized bidders for the company, including Mr. Baumbaugh. Mr. Baumbaugh executed the certification on behalf of Western. Western certified in the affirmative that it had not and would not enter into any explicit or implicit agreement or understandings of any kind with parties not identified in its application regarding the amount to be bid, bidding strategies or the particular license on which it would or would not bid. In its application, Western identified only one company, Cook Inlet Western Wireless PV/SS, L.P., with which it had entered into a joint bidding arrangement.жЃџџааб#Xjє\  PŽ•G;XP#баШаб#єXє\  PŽ–G;єP#бССWestern's FCC Form 175, Exhibit B.Ѓж СС8. US WEST indicated in its shortЉform application that it intended to bid for all licenses in the D and E blocks.жеџџааб#Xjє\  PŽ—G;XP#баШаб#єXє\  PŽ˜G;єP#бССSimilarly, US WEST was only eligible to apply for frequencies in the D and E blocks.еж US WEST identified three authorized bidders for the company, including Mr. Ford. Like Western, US WEST certified that it did not have any agreements or understandings with any undisclosed parties. US WEST's application listed 69 companies with which it had "entered into partnerships, joint ventures, consortia or other agreements, arrangements or understandings relating to the D, E, and F block licenses, including agreements relating to the postЉauction market structure."жЃџџааб#Xjє\  PŽ™G;XP#баШаб#єXє\  PŽšG;єP#бССUS WEST's FCC Form 175, Exhibit B.Ѓж Western was not among the identified companies. ŒСС9. УУCommunications During the Auction.ФФ The Broadband PCS D, E, and F block auction commenced on August 26, 1996. During the auction, six bidders actually placed bids for the E block, Olympia, Washington BTA, including Western, US WEST, Whidbey Telephone Company ("Whidbey"), OPCSEЉGalloway Consortium a/k/a Omnipoint Corporation ("Omnipoint"), NorthCoast Operating Co., Inc. ("NorthCoast") and Electric Lightwave, Inc. ("Lightwave").жYџџааб#Xjє\  PŽ›G;XP#баШаб#єXє\  PŽœG;єP#бССWith the exception of Omnipoint, the same participants bidding for the E block, Olympia, Washington BTA license were also bidding for the D block license, along with one additional participant, AT&T Wireless PCS Inc.Yж СС10. The first bids for the E block, Olympia, Washington BTA were placed on August 27, 1996, in round 2, with Lightwave's bid in the amount of $1,000 and NorthCoast's bid of $11.жЮџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽžG;єP#бУУССSeeФФ Bidding Record for block E, Olympia, Washington BTA, at Attachment.Юж On September 9, in round 10, US WEST placed a new high bid in the amount of $27,000. On September 10, in round 11, Western countered with a bid of $79,088. This remained the high bid until September 19, when US WEST placed a bid in round 24, in the amount of $105,000. US WEST states that this was the first time it had bid on a license for which Western held the high bid.жЋџџааб#Xjє\  PŽŸG;XP#баШаб#єXє\  PŽ G;єP#бССUS WEST Response, УУsupraФФ, Question 7.Ћж According to US WEST, Mr. Ford was unaware that the US WEST auction team had bid on the Olympia, Washington BTA license unseating Western's standing high bid.жБџџааб#Xjє\  PŽЁG;XP#баШаб#єXє\  PŽЂG;єP#бУУФФССUS WEST Response, УУsupraФФ, Question 1.Бж Apparently, Mr. Ford "had not wanted US WEST to bid directly against Western because from watching Western's activity in the auction, he believed Western was a vindictive bidder, and he feared that bidding against Western could trigger retaliatory bidding by that company in markets important to US WEST."жБџџааб#Xjє\  PŽЃG;XP#баШаб#єXє\  PŽЄG;єP#бУУФФССUS WEST Response, УУsupraФФ, Question 1.Бж СС11. After placement of the round 24 bid, Mr. Ford left a voice mail message for Mr. Baumbaugh, informing him that "one of US WEST's bids had been mistakenly placed."в ,А0УУФФ,А0УУФФ вжџџааб#Xjє\  PŽЅG;XP#бб#єXє\  PŽІG;єP#баШаааУУФФУУССSeeФФ Statement for the Information of the Commission filed by US WEST, dated August 1, 1997 ("US WEST Statement").ж According to Western, the substance of Mr. Ford's voice mail message was "that US WEST, without Mr. Ford's knowledge and while he was out of town, inadvertently placed a bid in Round 24 in the Olympia BTA, thereby displacing [Western] as the high bidder."в ,А0УУФФУУФФ,А0УУФФУУФФ вжМџџааб#Xjє\  PŽЇG;XP#баШаб#єXє\  PŽЈG;єP#бУУССSeeФФ Western Response, УУsupraФФ, Questions 1 and 2.Мж US WEST's account of the voice mail message is less specific than that of Western. According to US WEST's account, the message "did not mention any specific round or market," rather it "stated generically that the auction process was stimulating and hectic and that mistakes could be made."жЋ џџааб#Xjє\  PŽЉG;XP#баШаб#єXє\  PŽЊG;єP#бССUS WEST Response, УУsupraФФ, Question 1.Ћж US WEST later determined that the bid to which Mr. Ford's voice mail message referred was the bid placed by US WEST in round 24 for block E in the Olympia, Washington BTA, where Western had previously held the high bid.жЫ!џџааб#Xjє\  PŽЋG;XP#баШаб#єXє\  PŽЌG;єP#бССUS WEST Statement, УУsupraФФ; US WEST Response, УУsupraФФ, Question 7.Ыж According to US WEST, although Mr. Ford did not recall the precise date of his voice mail message, Mr. Ford's cellular telephone records show that he placed two calls to Mr. Baumbaugh on September 19, 1996, which corresponds to round 24 of the auction.жЋ"џџааб#Xjє\  PŽ­G;XP#баШаб#єXє\  PŽЎG;єP#бССUS WEST Response, УУsupraФФ, Question 7.Ћж US WEST's conclusion that Mr. Ford was referring to the Olympia, Washington BTA is corroborated by Western's account of the voice mail message, as indicated above. СС12. According to Western, shortly after receiving the voice mail message from Mr. Ford, Mr. Baumbaugh briefly discussed the message with Alan Bender, WWC's Senior Vice President/General Counsel, and Mr. Stanton, the Chairman/Chief Executive Officer.жВ#џџааб#Xjє\  PŽЏG;XP#баШаб#єXє\  PŽАG;єP#бССWestern Response, УУsupraФФ, Questions 1 and 2.Вж On September 19 or 20, 1996, after receiving legal advice from the General Counsel during that discussion, Mr. Baumbaugh left a voice mail message for Mr. Ford,жЋ$џџааб#Xjє\  PŽБG;XP#баШаб#єXє\  PŽВG;єP#бССWestern Response, УУsupraФФ, Question 2.Ћж which "indicated that in an auction it was inevitable that bidders would bid against each other, that he did not take the matter personally, and that Mr. Ford should likewise not take the process personally."жУ%џџааб#Xjє\  PŽГG;XP#баШаб#єXє\  PŽДG;єP#бССWestern Response, УУsupraФФ, Question 1. US WEST's account differs slightly from that of Western. According to the US WEST Statement, this information was relayed in a telephone conversation apparently initiated by Mr. Ford, and not a voice mail message from Mr. Baumbaugh, wherein "[Mr. Ford] believes that [Mr. Baumbaugh] communicated that he was not upset about the bid." In response to this point, Western denies that Mr. Baumbaugh told Mr. Ford that he was "not upset". УУSeeФФ Letter dated August 6, 1997, from Louis Gurman to William Caton ("Western Statement").Уж СС13. Thereafter, Mr. Ford called Mr. Baumbaugh on or about September 20, 1996.жЋ&џџааб#Xjє\  PŽЕG;XP#баШаб#єXє\  PŽЖG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж At the outset of this conversation, Messrs. Ford and Baumbaugh acknowledged that "they would not discuss the particulars of the D/E/F auction."в ,А0УУФФ,А0УУФФ вжі'џџааб#Xjє\  PŽЗG;XP#бб#єXє\  PŽИG;єP#баШаааУУФФССUS WEST Response, УУsupraФФ, Question 1. УУSee alsoФФ Western Response, УУsupraФФ, Question 1.іж According to Western, "Mr. Ford did comment that the auction process was as intellectually stimulating as Mr. Baumbaugh had advised him it would be. Mr. Baumbaugh is certain, however, that there was no discussion of bidding information (including, but not limited to, bidding intentions, plans and strategies)."в ,А0УУФФУУФФ,А0УУФФУУФФ вжЋ(џџааб#Xjє\  PŽЙG;XP#баШаб#єXє\  PŽКG;єP#бССWestern Response, УУsupraФФ, Question 1.Ћж According to Western, "Mr. Baumbaugh did not interpret Mr. Ford's voice message (or the later call) as a possible basis for future action by the parties in the auction. Rather, Mr. Baumbaugh thought that perhaps because of his previous professional relationship with [Mr. Ford], the call was only meant to convey that nothing personal was intended by US WEST's bidding activity in the prior round."жЌ)џџааб#Xjє\  PŽЛG;XP#баШаб#єXє\  PŽМG;єP#бССWestern Response, УУsupraФФ, Question 10.Ќж Western stated that "Mr. Baumbaugh perceived the call as something of a nonЉevent for [Western] and it had no bearing on [Western's] subsequent bidding or bidding strategies."жЌ*џџааб#Xjє\  PŽНG;XP#баШаб#єXє\  PŽОG;єP#бССWestern Response, УУsupraФФ, Question 10.Ќж Western "concluded that the subject incident did not render any Form 175 information previously submitted by [Western] inaccurate, nor did it have any significance to the outcome of the licensing process. Accordingly, in [Western's] view, the matter did not need to be reported."жЌ+џџааб#Xjє\  PŽПG;XP#баШаб#єXє\  PŽРG;єP#бССWestern Response, УУsupraФФ, Question 11.Ќж СС14. According to the Commission's bidding record, after the subject disclosure, US WEST held the high bid until round 40, when a fifth bidder, Whidbey, placed a bid for $150,000. An apparent "bidding war" ensued in rounds 40 through 48, between US WEST and Whidbey. In round 48, US WEST held the high bid in the amount of $283,000. In round 53, Whidbey placed a bid in the amount of $311,000. In that same round, Western matched Whidbey's bid, however, because Whidbey had placed its bid before Western, under the auction rules, Whidbey was designated the high bidder of that round.жО,џџааб#Xjє\  PŽСG;XP#баШаб#єXє\  PŽТG;єP#бССThe Commission dateЉ and timeЉstamps each bid upon receipt. In the event of tie bids, the Commission identifies the high bidder on the basis of the order in which bids are received, starting with the earliest bid. УУSeeФФ Bidder Information Package, FCC Broadband PCS Auction, D/E/F Blocks (1996), at 50, РР 3. Ож In round 54, US WEST placed the high bid in the amount of $342,000. In round 56, Western placed a bid in the amount of $376,320, once again becoming the high bidder. Thereafter, US WEST ceased bidding for that particular license. Western held the high bid until round 83, when Whidbey placed a bid for $414,000. Thereafter, an apparent "bidding war" ensued in rounds 83 through 120, between Western and Whidbey. In round 120, Whidbey held the high bid in the amount of $579,000. On November 19, 1996, in round 121, Omnipoint placed its first and only bid for the market in the amount of $637,000. In that same round, Western placed a bid in the amount of $637,001, becoming the high bidder for the market. No other bids were placed for that license, rendering Western the winning bidder on the block E, Olympia, Washington BTA license.ж.-џџааб#Xjє\  PŽУG;XP#баШаб#єXє\  PŽФG;єP#бУУССPublic NoticeФФ, Broadband Personal Communications Services D, E, and F blocks Service Information, Applications Accepted for Filing, DA 97Љ356 (rel. February 19, 1997)..ж СС15. On January 14, 1997, after 276 rounds, the auction closed. On February 19, 1997, the Commission released a Public Notice announcing the winning bidders.жЛ.џџааб#Xjє\  PŽХG;XP#баШаб#єXє\  PŽЦG;єP#бССУУPublic NoticeФФ (rel. February 19, 1997), УУsupraФФ.Лж The Public Notice indicated that Western was the high bidder on 100 licenses and that US WEST was the high bidder on 53 licenses, of which approximately 48 were those PCS licenses located within US WEST's landline service region.жЛ/џџааб#Xjє\  PŽЧG;XP#баШаб#єXє\  PŽШG;єP#бССУУPublic NoticeФФ (rel. February 19, 1997), УУsupraФФ.Лж ŒСС16. УУPostЉAuction ConductФФ. On March 21, 1997, Western filed a Petition to Condition [or Deny] Grant of Licenses against US WEST's applications for D and E block PCS licenses. In its Petition, Western requested that the Commission deny, or in the alternative, condition the grant of the 48 licenses to US WEST upon US WEST's provision of local exchange access for Western, as required by Commission rules. Western further requested that the Commission take action to require US WEST to meet its interconnection and reciprocal compensation obligations. The Petition contained no mention of the Messrs. Ford and Baumbaugh communications during the auction. On April 3, US WEST filed an opposition to the Petition and, on April 14, Western filed a reply. On April 28, the Commission granted three of US WEST's D and E block PCS licenses. The three licenses did not involve markets within US WEST's landline service area.ж0џџааб#Xjє\  PŽЩG;XP#баШаб#єXє\  PŽЪG;єP#бУ УФ ФССУУPublic NoticeФФ, FCC Announces Grant of Broadband Personal Communications Services D, E, and F Block BTA Licenses Balance of Winning Bids (D and E Block) and Final Down Payment (F Block) are Due by May 12, 1997, DA 97Љ883 (rel. April 28, 1997).ж On April 28, the Commission granted 95 of Western's D and E block PCS licenses, which included the license for the Olympia, Washington BTA, E block.жФ1џџааб#Xjє\  PŽЫG;XP#баШаб#єXє\  PŽЬG;єP#бУУФФУ УФ ФССУУPublic NoticeФФ (rel. April 28, 1997), УУsupraФФ.Фж СС17. By early 1997, the United States Department of Justice launched an investigation into bidding practices employed by participants during the Commission's PCS auctions. In connection with the investigation, the Department of Justice issued Civil Investigative Demands ("CIDs") regarding potential violations of Section 1 of the Sherman Act to the auction participants. On April 25, 1997, the Department of Justice sent a CID to US WEST.жЋ2џџааб#Xjє\  PŽЭG;XP#баШаб#єXє\  PŽЮG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж "After receiving the CID, US WEST began an extensive internal investigation of its activities during the D/E/F auction."жЋ3џџааб#Xjє\  PŽЯG;XP#баШаб#єXє\  PŽаG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж US WEST states that as part of its investigation, US WEST's lawyers interviewed each member of the company's auction team, including Mr. Ford.жЋ4џџааб#Xjє\  PŽбG;XP#баШаб#єXє\  PŽвG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж According to US WEST, an initial interview of Mr. Ford occurred on May 1, at which time "Mr. Ford disclosed that he had spoken to Mr. Baumbaugh during the auction but insisted on close questioning that the conversation consisted only of Mr. Ford expressing to Mr. Baumbaugh that the auction was exciting."жЋ5џџааб#Xjє\  PŽгG;XP#баШаб#єXє\  PŽдG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж Apparently, during the May 1 interview, Mr. Ford maintained "that he and Mr. Baumbaugh carefully avoided discussing bidding information" and "that he knew that auction rules prohibited communication of bidding information with other bidders and that he did not discuss bidding information with Mr. Baumbaugh or with any other bidders."жЋ6џџааб#Xjє\  PŽеG;XP#баШаб#єXє\  PŽжG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж Apparently a second interview of Mr. Ford, conducted on May 19, disclosed no additional information on the subject communication.жЋ7џџааб#Xjє\  PŽзG;XP#баШаб#єXє\  PŽиG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж СС18. On June 26, 1997, the Bureau dismissed Western's Petition.жA8џџааб#Xjє\  PŽйG;XP#баШаб#єXє\  PŽкG;єP#бССУУSeeФФ УУIn re Applications of US WEST Communications, Inc. for Various D & E Block Broadband PCS LicensesФФ, Memorandum Opinion & Order, DA 97Љ1346 (rel. June 26, 1998) ("June 26 MO&O").Aж The June 26 MO&O further granted US WEST's pending applications for 48 licenses in the D and E blocks.ж›9џџааб#Xjє\  PŽлG;XP#баШаб#єXє\  PŽмG;єP#бССJune 26 MO&O, УУsupra.ФФ›ж On June 27, the Commission granted US WEST's application with regard to two additional D and E block PCS licenses.жю:џџааб#Xjє\  PŽнG;XP#баШаб#єXє\  PŽоG;єP#бССУ УФ ФУУIn re Applications ACCЉPCS, Inc et. alФФ, Memorandum Opinion and Order, 12 FCC Rcd 8449 (WTB 1997).юж СС19. Western had also received a CID from the Department of Justice. In June 1997, in the context of preparing a response to the Justice Department inquiry, Western reviewed "the existence of the Ford/Baumbaugh communications".жЋ;џџааб#Xjє\  PŽпG;XP#баШаб#єXє\  PŽрG;єP#бССWestern Response, УУsupraФФ, Question 5.Ћж In connection with the company's internal investigation, Western's outside counsel interviewed Mr. Baumbaugh, Mr. Stanton (WWC's Chairman/Chief Executive Officer), and Mr. Bender (WWC's General Counsel).жЋ<џџааб#Xjє\  PŽсG;XP#баШаб#єXє\  PŽтG;єP#бССWestern Response, УУsupraФФ, Question 5.Ћж СС20. According to US WEST, on July 5, 1997, the company's outside counsel disclosed to Western's outside counsel, "the existence of a conversation between Mr. Ford and Mr. Baumbaugh as Mr. Ford had reported it to US WEST's counsel during his first interview [held on May 1]."жЋ=џџааб#Xjє\  PŽуG;XP#баШаб#єXє\  PŽфG;єP#бССUS WEST Response, УУsupraФФ, Question 4.Ћж On July 11, 1997, at a meeting between outside counsel for US WEST and Western, Western's outside counsel disclosed to US WEST's attorneys "that Mr. Ford had left the subject voice mail for Mr. Baumbaugh."жЋ>џџааб#Xjє\  PŽхG;XP#баШаб#єXє\  PŽцG;єP#бССUS WEST Response, УУsupraФФ, Question 4.Ћж On July 14, US WEST's outside and inЉhouse counsel again interviewed Mr. FordжЋ?џџааб#Xjє\  PŽчG;XP#баШаб#єXє\  PŽшG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж where it appears that after being "confronted with this new information Mr. Ford confirmed that he had left the message."ж @џџааб#Xjє\  PŽщG;XP#баШаб#єXє\  PŽъG;єP#бССUS WEST Statement, УУsupraФФ. ж According to US WEST, following this interview, Mr. Ford retained personal counsel.жЋAџџааб#Xjє\  PŽыG;XP#баШаб#єXє\  PŽьG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж On July 17, after being orally advised of the subject communication, the senior management unanimously determined to terminate Mr. Ford's employment with US WEST.жЌBџџааб#Xjє\  PŽэG;XP#баШаб#єXє\  PŽюG;єP#бССUS WEST Response, УУsupraФФ, Question 10.Ќж On July 18, Mr. Ford was dismissed.жЌCџџааб#Xjє\  PŽяG;XP#баШаб#єXє\  PŽ№G;єP#бССUS WEST Response, УУsupraФФ, Question 10.Ќж СС21. During the period from July 15 through August 1, 1997, US WEST conducted interviews of Mr. Ford's supervisors and subordinates, as well as other senior company officials involved in the auction process, to determine who had been aware of the Ford/Baumbaugh communications and to determine whether any other communications occurred.жЋDџџааб#Xjє\  PŽёG;XP#баШаб#єXє\  PŽђG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж US WEST states that the interviews of Mr. Ford's supervisors and other senior company officials involved in the auction process revealed no evidence that any of them was aware of the incident. The company further indicates that some of the subordinates recalled having heard during the auction period that Mr. Ford had spoken with an acquaintance at Western, but none was aware of the details or timing of the conversation.жЋEџџааб#Xjє\  PŽѓG;XP#баШаб#єXє\  PŽєG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж СС22. On July 22, 1997, US WEST representatives met with Commission staff to informally reveal the incidence of the Ford/Baumbaugh communications. Sometime during July 1997, Western learned that US WEST was "preparing to make a disclosure of the incident" pursuant to Section 1.65 of the Commission's Rules, 47 C.F.R. РР 1.65.жЋFџџааб#Xjє\  PŽѕG;XP#баШаб#єXє\  PŽіG;єP#бССUS WEST Response, УУsupraФФ, Question 5.Ћж Western further states that around this time, Western's outside counsel again interviewed Mr. Baumbaugh, Mr. Stanton (WWC's Chairman/Chief Executive Officer), and Mr. Bender (WWC's General Counsel), and it was around this time that Western's FCC counsel was "apprised of the incident."жЋGџџааб#Xjє\  PŽїG;XP#баШаб#єXє\  PŽјG;єP#бССWestern Response, УУsupraФФ, Question 5.Ћж СС23. On July 28, 1997, Western filed an Application for Review of the Bureau's June 26 MO&O, which denied Western's Petition to Condition [or Deny] Grant of US WEST's D and E block Licenses. Western's Application for Review did not raise the issue of the Ford/Baumbaugh communications. СС24. On August 1, 1997, US WEST submitted a "Statement for the Information of the Commission in accordance with Section 1.65 of the Commission's Rules" ("US WEST Statement"), which formally disclosed Mr. Ford's voice mail message, the receipt of Mr. Baumbaugh's return voice mail message, and a telephone conversation with Mr. Baumbaugh during the auction. In the statement, US WEST conceded that the "[Ford/Baumbaugh] communications raise an issue under Section 1.2105(c) of the [Commission's] Rules."жЊHџџааб#Xjє\  PŽљG;XP#баШаб#єXє\  PŽњG;єP#бУУССSeeФФ US WEST Statement, УУsupraФФ.Њж In response to US WEST's Statement, Western submitted a letter on August 6, for the purpose of "providing the Commission with [Western's] view of the US WEST 1.65 submission on the subject incident."жЌIџџааб#Xjє\  PŽћG;XP#баШаб#єXє\  PŽќG;єP#бССWestern Response, УУsupraФФ, Question 11.Ќж Western maintained that the voice mail message and subsequent conversation between Messrs. Ford and Baumbaugh, did not implicate Rule 1.65 of the Commission's Rules.жЌJџџааб#Xjє\  PŽ§G;XP#баШаб#єXє\  PŽўG;єP#бССWestern Response, УУsupraФФ, Question 11.Ќж СС25. On August 12, 1997, US WEST filed an opposition to Western's Application for Review, and on August 27, Western filed its reply. The Commission has not issued a final ruling on Western's Application for Review. On September 26, 1997, the Commission granted the remaining five PCS licenses to Western.ж4Kџџааб#Xjє\  PŽџG;XP#баШаб#єXє\  PŽG;єP#бССУ УФ ФУУPublic NoticeФФ, FCC Announces Grant of Broadband Personal Communications Services D and E Block Licenses to Western PCS BTA I Corporation, 12 FCC Rcd 15264 (WTB 1997).4ж СС26. On November 21, 1997, the Bureau's Enforcement and Consumer Information Division issued each company a letter of inquiry pursuant to Section 308 of the Communications Act of 1934, as amended, 47 U.S.C. РР 308(b). Western submitted its response to the Division's letter of inquiry on December 15 ("Western Response"), and US WEST submitted its response to the letter on December 16 ("US WEST Response"). In Western's response, it indicated that no disciplinary action was taken against Mr. Baumbaugh, as the company had "concluded that Mr. Baumbaugh acted at all times with the highest degree of integrity and in a manner consistent with the FCC's antiЉcollusion rules."жЋLџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бССWestern Response, УУsupraФФ, Question 9.Ћж Furthermore, Western argued that the Ford/Baumbaugh communications did not need to be reported under Section 1.65 of the Commission's Rules because "the subject incident did not render any Form 175 information previously submitted by [Western] inaccurate, nor did it have any significance to the outcome of the licensing process."жЌMџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бССWestern Response, УУsupraФФ, Question 11.Ќж СрЪD#СУ УIII. DISCUSSIONФ Фƒ СС27. Given the Commission's statutory obligation to use auctions as a primary licensing tool, the protection of the integrity of the auction process is of paramount importance. Consequently, we are concerned about actions that compromise the integrity of the auction process. This is particularly true with regard to behavior that violates the antiЉcollusion rule, Section 1.2105(c) of the Commission's Rules. СС28. Section 1.2105(c) states in pertinent part: ССТ` ` ` Тall applicants are prohibited from cooperating, collaborating, discussing, or disclosing in any manner the substance of their bids or bidding strategies, or discussing or negotiating settlement agreements, with other applicants until after the high bidder makes the required down payment, unless such applicants are members of a bidding consortium or other joint bidding arrangement identified on the bidder's shortЉform application pursuant to РР 1.2105(a)(2)(viii). 47 C.F.R. РР 1.2105(c)(1). СС29. The purpose of the antiЉcollusion rule is to preserve the integrity and competitiveness of the auction process.в ,А0УУФФ,А0УУФФ вжХNџџааб#Xjє\  PŽG;XP#бб#єXє\  PŽG;єP#баШаааУУФФУУССSecond Report and OrderФФ, 9 FCC Rcd at 2386Љ87.Хж Just two days after the commencement of the Broadband PCS D, E, and F block auction, the Bureau warned "auction applicants who have applied for the same geographic areas . . . [to] avoid all discussions with each other which affect, or in their reasonable assessment, have the potential to affect their bids or bidding strategies."ж=Oџџааб#Xjє\  PŽG;XP#бб#єXє\  PŽG;єP#баШаааУУФФССУУPublic NoticeФФ, Wireless Telecommunications Bureau Provides Guidance on the AntiЉCollusion Rule for D, E, and F Block Bidders,УУФФ DA 96Љ1460 (rel. August 28, 1996).=ж A few weeks later, the Bureau again emphasized to applicants that the antiЉcollusion rule prohibits them from "cooperating, collaborating, discussing, or disclosing in any manner the substance of their bids or bidding strategies."ж Pџџааб#Xjє\  PŽ G;XP#бб#єXє\  PŽ G;єP#баШаааУУФФССLetter from Kathleen O'Brien Ham, Chief, Auctions Division, to David L. Nace, Esq., 11 FCC Rcd 11363 (September 17, 1996). ж Further, the Commission has stressed that any bidder found in violation of the antiЉcollusion rule faces potential sanctions of license revocation or forfeiture and may even be prohibited from participating in future auctions.жVQџџааб#Xjє\  PŽ G;XP#бб#єXє\  PŽ G;єP#баШаааУУФФУУССImplementation of Section 309(j) of the Communications Act Љ Competitive Bidding, ФФFifth Report and Order, 9 FCC Rcd 5532, 5570Љ71 (1994) ("Fifth Report and Order"). The United States Department of Justice supported efforts by the Commission to minimize the risk of tacit collusion in the Commission's auctions. УУSeeФФ Comments of the United States Department of Justice, dated October 8, 1997, in W.T. Docket No. 97Љ82 ("DOJ Comments"), at 2.Vж СС30. The Commission rejects Western's contention that the subject disclosure and communications between Messrs. Ford and Baumbaugh during the auction do not violate the antiЉcollusion rule set forth in Section 1.2105(c) of the Commission's Rules. Here, US WEST, a competing bidder in the auction, disclosed information about the company's bidding strategy concerning a particular market to Western through its vice president, an authorized bidding representative. The message,УУ i.e.ФФ, US WEST's bid in round 24 was mistakenly placed, is precisely the type of disclosure prohibited under the antiЉcollusion rule. The voice mail message revealed to Western that although US WEST was bidding in the market, US WEST was not interested in winning the Olympia, Washington BTA. Once the disclosure was made, Western was privy to information concerning US WEST's bidding strategy which was unavailable to other auction participants bidding on that market. Rather than reporting the incident to the Commission, Mr. Baumbaugh left a return voice mail message concerning the disclosure for Mr. Ford. Messrs. Baumbaugh and Ford subsequently engaged in a telephone discussion wherein US WEST's disclosure was referenced again. According to US WEST, the information was disclosed for the purpose of affecting Western's bidding strategy in the auction, УУi.e.ФФ, to avoid retaliatory bidding by Western in markets important to US WEST.в ,А0УУФФУУФФ,А0УУФФУУФФ вжЋRџџааб#Xjє\  PŽ G;XP#баШаб#єXє\  PŽG;єP#бССUS WEST Response, УУsupraФФ, Question 1.Ћж This series of communications violates the antiЉcollusion rule. СС31. Furthermore, it appears that the behavior of US WEST and Western was influenced by the disclosure and, in addition, that they may have cooperated in order to influence the outcome of the auction. The Commission's bidding record shows that after Mr. Ford's voice mail message was sent at or about the time of round 24, Western stopped bidding on the Olympia, Washington market. At the same time, US WEST, which by its own account was not interested in the Olympia, Washington market, nevertheless continued to bid actively for the license and engaged in a "bidding war" with a third bidder (Whidbey) over the market. However, after Western became the high bidder in round 56, US WEST stopped bidding for the license. Thereafter, a "bidding war" ensued between Western and Whidbey, after which Western ultimately won the E block Olympia, Washington BTA license.в ,А0УУФФ,А0УУФФ вж*Sџџааб#Xjє\  PŽG;XP#бб#єXє\  PŽG;єP#баШаааУУФФУУССSeeФФ УУPublic NoticeФФ, DA 97Љ81 (released January 15, 1997) (identifying Western as the winning bidder for the Olympia, Washington BTA, E block).*ж СС32. These facts refute Western's assertion that the subject disclosure and discussion had no impact on the outcome of the auction. The factual record shows that the subject communications very likely benefitted Western and US WEST and disadvantaged other bidders. Western benefitted from the communications by learning of US WEST's lack of interest in Olympia and, thus, learning more about the true overall demand for that market. Western also got a window into US WEST's overall auction plan and strategy. Mr. Ford's disclosure gave Western unique and exclusive information to the effect that US WEST's bidding strategy was not what it appeared. Until the voice mail message, Western possessed evidence (i.e., through the March/April 1995 meeting with US West representatives; the June 1996 golf game; and discussions with a third party, BDPCS, Inc.) of US West's desire to win the Olympia, Washington BTA. It also appears that US WEST avoided directly competing with Western in Olympia, as evidenced by the fact that US WEST immediately removed itself from bidding on the market once Western returned as the high bidder in round 56. СС33. US WEST likely benefitted from the communications as well, by reducing the possibility that Western would compete in markets of interest to US West. Indeed, the bidding record shows that in the 20 rounds following the disclosure, Western began bidding in 11 new markets and US WEST began bidding in 33 new markets. In no case did either company bid on a market in which the other was designated the high bidder. Additionally, it appears that after the subject disclosure, US WEST obtained a relatively safe haven (the Olympia market) in which to "park eligibility."в ,А0УУФФУУФФ,А0УУФФУУФФ вжеTџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бССUnder the auction rules, bidders were required to actively bid on a certain percentage of their maximum eligibility, as initially determined by their upfront payment, in each round of the auction. УУSee, Public NoticeФФ, Auction of Broadband PCS (D, E, and F Blocks), Qualified Bidders and Bidder Instructions, 11 FCC Rcd 9958, 9960 (WTB 1996). Rather than bidding directly on markets of interest, some auction participants bid elsewhere to preserve eligibility while not driving prices higher in markets of interest to themselves. This strategy is informally known as "parking eligibility."еж Normally, an auction participant that parks eligibility runs the risk of having to either purchase the license or pay a substantial withdrawal payment if another bidder does not subsequently place a higher bid on the market.жJUџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бССUnder the auction rules, a bidder is permitted to withdraw a bid it previously placed in a particular market, subject to certain withdrawal payments. Where no subsequent bid is placed, the penalty is assessed at a percentage of the total amount of the withdrawn bid until the full amount can be assessed, УУi.e.ФФ, when the license is reauctioned. If another bidder subsequently places a bid for the market, the bidder that placed the withdrawn bid is subject to a payment equivalent to the difference between the amount of the withdrawn bid and the amount of the winning bid. No withdrawal payment is assessed if the subsequent winning bid exceeds the withdrawn bid. УУSee, e.g.,ФФ 47 C.F.R. РР 24.704.Jж US WEST reduced this risk by disclosing to Western that it was not a serious contender for the Olympia market. In so doing, US WEST had effectively guaranteed that Western would later outbid US WEST in that market, since Western would have no fear of triggering a "bidding war" against US WEST over the Olympia market. US WEST subsequently placed four bids for Olympia (in rounds 41, 45, 48, and 54) with minimal risk that such bids would result in winning the license or in a withdrawal payment for the company. СС34. It is apparent that US WEST and Western's conduct unfairly disadvantaged the other bidders in the market by creating an impermissible asymmetry of information. Western alone was privy to US WEST's strategic bidding information. Other bidders were at a competitive disadvantage visЉaЉvis Western because of their inability to access, analyze, and act upon this strategic information. In particular, Whidbey expended its auction time, energy and resources responding to the insincere bids of US WEST in Olympia, an expenditure Western was able to avoid. In addition, the continued presence of US WEST, a bidder with vast resources, may have had considerable impact on other bidders' estimates of the overall demand for the Olympia market and, thus, on their willingness to enter or to remain in the BTA. СС35. The fact that Messrs. Ford and Baumbaugh may have had a prior acquaintance does not make their conversation permissible. Indeed, their relationship should have placed Western and US WEST on notice that heightened precautions may have been needed to ensure that prohibited discussions did not occur. Furthermore, the fact that the PCS markets had been the topic of preЉauction conversations (УУi.e.ФФ, at the March/April 1995 meeting and the June 30, 1996 golf game) between Messrs. Ford and Baumbaugh does not mitigate the violation. Rather, the preЉauction conversations may have given further substance and context to Mr. Ford's voice mail message. СС36. Although the record in this matter appears to show that the disclosed information was used to advantage US WEST and Western, such a finding is not necessary to issue a penalty under the antiЉcollusion rule. Irrespective of whether the information was used, a violation results from the mere communication or conveyance of prohibited information. It would severely hamper the Commission's ability to maintain the integrity of its auctions if a penalty for violations of Section 1.2105(c) could result only after a showing that prohibited information was actually used in an anticompetitive manner. The basis for the rule is to prohibit such disclosures in the first instance.Œ™СС37. Further, the Commission rejects Western's contention that the matter did not need to be reported under Section 1.65 of the Commission's Rules. Section 1.65 requires an applicant to maintain the accuracy and completeness of information furnished in its pending application and to notify the Commission within 30 days of any substantial change that may be of decisional significance to that application.ж(Vџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бСС47 C.F.R. РР 1.65. УУSee alsoФФ Letter from Kathleen O'Brien Ham, Chief, Auctions Division, Wireless Telecommunications Bureau, to Jonathan D. Blake and Robert J. Rini, DA 95Љ2404 (rel. November 28, 1995) ("Blake Letter") (noting that Section 1.65 requires an auction applicant to bring to the Commission's attention any communication not permissible under the applicant's certification pursuant to Section 1.2105(c)).(ж In its shortЉform application, Western certified that it had not or would not enter into any explicit or implicit agreements, arrangements or understandings of any kind with any undisclosed parties regarding the amount of their bids, bidding strategies or particular licenses on which they would or would not bid. Here, the subject conduct ЉЉ УУi.e.ФФ, receiving information from a competing bidder about its bidding strategy and cooperating with a competing bidder in obtaining a license ЉЉ invalidated Western's certification, thereby comprising a "substantial change" in its application. As such, the incident was a reportable event under Section 1.65 and required Western to bring the matter to the Commission within 30 days.жНWџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бСС47 C.F.R. РР 1.65. The United States Department of Justice stressed that the Commission's imposition of notification requirements for auction competitors engaging in discussions or negotiations during the auction would facilitate detection of potential anticompetitive arrangements. УУSeeФФ DOJ Comments, at 3.Нж By its own admission, Western's Director/Senior Vice President for Corporate Development ЉЉ as well as the Chairman/Chief Executive Officer and the Senior Vice President/General Counsel of Western's parent company ЉЉ had knowledge that a "substantial change" occurred on September 19 and 20, 1996, at the time of the subject communications. The circumstances under which Western raised this matter with the Commission are troubling. Specifically, Western did not notify the Commission about the Ford/Baumbaugh communications until August 6, 1997, five days after US WEST formally reported the incident to the Commission and 11 months after the communications occurred. According to Western, the August 6, 1997 submission was made merely "in the interest of providing the Commission with Western's view of the US WEST 1.65 submission on the subject incident."жЌXџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бССWestern Response, УУsupraФФ, Question 11.Ќж Western's failure to promptly notify the Commission constitutes a violation of Section 1.65 of the Commission's Rules.ж›Yџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#бССУУSeeФФ УУElwood Beach Broadcasting, Ltd.ФФ, 8 FCC Rcd 453 (1993) (where company's principal/general partner had knowledge that company's proposed transmitter site had become unavailable, company's failure to promptly notify the Commission constituted a violation of Rule 1.65).›ж СС38. Under Section 503(b) of the Act, a forfeiture can be imposed against any applicant or licensee that willfully or repeatedly fails to comply with any rule of the Commission.жZџџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽG;єP#б 47 U.S.C. РР 503(b).ж For purposes of Section 503(b), the term "willful" means that the violator knew it was taking the action in question, regardless of whether there was an intent to violate the rule.жР[џџааб#Xjє\  PŽG;XP#баШаб#єXє\  PŽ G;єP#б УУSee Southern California Broadcasting Co.ФФ, 6 FCC Rcd 4387 (1991).Рж Pursuant to that definition, we conclude that Western willfully engaged in two violations of Section 1.2105(c) of the Commission's rules by intentionally discussing bidding strategy with a competing bidder during the auction ЉЉ the voice mail that Mr. Baumbaugh left for Mr. Ford and the telephone conversation between Messrs. Baumbaugh and Ford. Western also willfully violated Section 1.65 of the Commission's rules by intentionally choosing not to timely inform the Commission of the prohibited communications. СС39. Violations of the antiЉcollusion rule during an auction directly threaten the integrity and competitiveness of the auctions process.жr\џџааб#Xjє\  PŽ!G;XP#баШаб#єXє\  PŽ"G;єP#б УУSeeФФ Implementation of Section 309(j) of the Communications Act -Љ Competitive Bidding, УУSecond Report and OrderФФ, 9 FCC Rcd 2348, 2386-87 (1994)(antiЉcollusion rule adopted to preserve integrity and competitiveness of auctions process). rж We believe that the actions of Western and US WEST are particularly egregious because they evidence a specific intent to violate the antiЉcollusion rule. While, as noted above, a party's intent to violate the rule is not necessary to a determination of whether that party acted willfully, we find that an intent to violate a Commission rule is probative in determining the penalty to be assessed. Western and US WEST intended to violate the antiЉcollusion rule by engaging in communications regarding bidding strategy ЉЉ precisely the types of communications the rule was adopted to prohibit. In light of the above, we assess against Western a forfeiture in the amount of $100,000 for each of its two willful violations of Section 1.2105(c) of the Commission's rules, for a total of $200,000. СС40. In addition, Western's violation of Section 1.65 by failing to report to the Commission the communications between Messrs. Baumbaugh and Ford was not only willful but was repeated. Thus, it was a "continuing violation" under Section 503(b) of the Communications Act. Each day of a continuing violation is considered a separate violation for purposes of computing a forfeiture.жХ]џџааб#Xjє\  PŽ#G;XP#баШаб#єXє\  PŽ$G;єP#б УУSee Eastern Carolina Broadcasting, Inc.ФФ, 6 FCC Rcd 6154, 6155 (1991).Хж In this case, the violation began on October 19, 1996, 30 days after the date of the first conversation, and continued until May 28, 1997, when grant of the Olympia E block license was no longer reviewable (УУi.e.ФФ, 30 days after the April 28, 1997 grant date). We find that the appropriate forfeiture amount for each day of this continuing violation was $5,000, for a total of $1,000,000. СС41. In determining the amount of the forfeiture, we have considered the relevant statutory factors enumerated in Section 503(b)(2) of the Communications Act of 1934, as amended, including the nature, circumstances, extent and gravity of the violations. Pursuant to Section 1.80 of the Commission's Rules, Western may avail itself of the opportunity to present mitigating evidence showing why a forfeiture should not be imposed or why the amount should be adjusted downward. Upon receipt of such evidence, we will consider all relevant factors, including the licensee's overall compliance history, whether the licensee voluntarily disclosed the violation to the Commission, and the circumstances under which the licensee came forward with information concerning the incident. СрŒD#СУ УIV. CONCLUSIONФ ФƒŒ™СС42. Accordingly, pursuant to Section 503(b) of the Communications Act of 1934, as amended, 47 U.S.C. РР 503(b), and Section 1.80 of the Commission's Rules, 47 C.F.R. РР 1.80, Western PCS BTA I Corporation, is hereby NOTIFIED of its APPARENT LIABILITY FOR FORFEITURE in the amount of one million and two hundred thousand dollars ($1,200,000) for its willful and repeated violation of Section 1.2105(c) of the Commission's Rules, 47 C.F.R. РР 1.2105(c) and its willful and repeated violation of Section 1.65 of the Commission's Rules, 47 C.F.R. РР 1.65. The amount specified was determined after consideration of the factors set forth in Section 503(b)(2)(D) of the Communications Act of 1934, as amended, 47 U.S.C. РР 503(b)(2)(D). СС43. Therefore, IT IS HEREBY ORDERED, pursuant to Section 1.80(f)(3) of the Commission's Rules, 47 C.F.R. РР 1.80(f)(3), that within thirty (30) days of the release date of this Notice, Western PCS BTA I Corporation, SHALL PAY the full amount of the proposed forfeiture OR SHALL FILE a response showing why the proposed forfeiture should not be imposed or the amount should be reduced. СС44. Payment of the forfeiture may be made by mailing a check or similar instrument, payable to the order of the Federal Communications Commission, to the Federal Communications Commission, Post Office Box 73482, Chicago, Illinois 60673Љ7482. The payment should note the File Number of the aboveЉcaptioned proceeding. Payment of the forfeiture may be made by credit through the Commission's Billing and Collections Branch at (202) 418Љ1995. СС45. IT IS FURTHER ORDERED that a copy of this Notice SHALL BE SENT to Western PCS BTA I Corporation, by Certified Mail, Return Receipt Requested. ССС` ` ССИ И ССССhh#ССРР(СFEDERAL COMMUNICATIONS COMMISSION ССС` ` ССИ И ССССhh#ССРР(СMagalie Roman Salas ССС` ` ССИ И ССССhh#ССРР(СSecretary ааСрD$СУ УATTACHMENTФ Фƒ СрlD#СУ УBIDDING RECORDƒ СрV DСOLYMPIA, WASHINGTON BTA (MARKET 331)ƒ СрЄ DСBLOCK E, BROADBAND PCS AUCTIONФ Фƒ в | АddxZZZZZZZ АddxZZZZZZZ | вм*СŽ      СŽ      *мммУ УRoundФ ФммУ УLt.WaveФ ФммУ УN.CoastФ ФммУ УOmnipt.Ф ФммУ УUSWESTФ ФммУ УWesternФ ФммУ УWhidbeyФ Фм*qŽ qŽ *ммм2мм$1,000мм$11ммммммммм*qŽ qŽ *ммм10мммммммм$27,000ммммм*qŽ qŽ *ммм11мммммммммм$79,088ммм*qŽ qŽ *ммм24мммммммм$105,000ммммм*qŽ qŽ *ммм40мммммммммммм$150,000м*qŽ qŽ *ммм41мммммммм$176,000ммммм*qŽ qŽ *ммм44мммммммммммм$205,000м*qŽ qŽ *ммм45мммммммм$231,000ммммм*qŽ qŽ *ммм46мммммммммммм$257,000м*qŽ qŽ *ммм48мммммммм$283,000ммммм*qŽ qŽ *ммм53мммммммммм$311,000ммб#&aє\  PŽ%G;&P#б$311,000*б#Xjє\  PŽ&G;XP#бм*qŽ qŽ *ммм54мммммммм$342,000ммммм*qŽ qŽ *ммм56мммммммммм$376,320ммм*qŽ qŽ *ммм83мммммммммммм$414,000м*qŽ qŽ *ммм84мммммммммм$455,001ммм*qŽ qŽ *ммм93мммммммммммм$501,000м*qŽ qŽ *ммм94мммммммммм$551,001ммм*qŽ qŽ *ммм120мммммммммммм$579,000м*ЁŽ      ЁŽ      *ммм121мммммм$637,000мммм$637,001мммм * high bid for round 53