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X - Stage : In each round of the first stage of the auction, a bidder desiring to mainta=@U =X7'*&'&'& && ?%% $#?$" $" #" ?#" ?# ?À" ?"  ?"  "  " ? ?" ? ?" ? ?" " ? ?  ?? ?  ?  ? ?!?!?!??!~???!?!????????????|??? ??  ???? ? ? ???????8?x?x? ? ??? ?? ?? ? ?? ? ? ?  ? ? ?  ??  ?  ?? 0? ?? 8 ?? 8?? ?? ??? ???   @ ? ? ? ! ?!$$?$?$??#??#?8?##?# ??# ?# ?% %~&''?''?'?'''?'*)*?*p*|*~*?*?*?À**?----CCC C ?C ?C E E E ?E E E ?EEEE?EDEEEG?GGG G G ?8 6 6 6 ?6? ?5 5 7 7 7       ?   ?  ?  ? ?? ?  ? ?  ? ?  ?? ??  ?? ??  ?? ??  ?? ?  ??   ?   ?   ?          ǀ      ?              ?  ? ? ?  ?? ? À8 ? ?         ?  ? ?   ?       ?  ?À   À      ??    ? ?? ?   ?    ?  ?  À    ??    ?  ?   ? ?           ?      ? ?        ?     >   ??       ?  ?          ?     ?   ?   ?            ?? ? ??  ? ?   ?            ?        ??  ?  ?    &  '  '        ?       ?            ??  ??  ? ? ?   ?    ?                        ?   ??   ?   ? ?ǀ   ?ǀ  ? ?À  ? ?À   ?À   ?À   ?         ?         ?  ?  π       ?   ?            ?  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WASHINGTON, D.C. 20554X@0*0*0*3LpH!8| X  ~J:-3#[2PG;CP#News Media Information: (202) 4180500 YFaxOnDemand: (202) 4182830 +Internet: http://www.fcc.gov M% ftp.fcc.gov~0*0*0*&$:v0*0*3LpH!8| ~ԯ Z(#Uyx dddhxy  Xr-#Xj\  P6G;3XP#  X[-=) DA 97 1672  XD -2: August 6, 1997  X- -(#(#l l  a < #|\  P6G;iP#AUCTION OF 800 MHZ   SPECIALIZED MOBILE RADIO \ SERVICE LICENSES l  Auction Notice and Filing Requirements  a1<4 for 525 Licenses in the Upper 200 Channels  a;< Scheduled for October 28 , 1997 l  XO-lU#XP\  P6Q3XP# Report No. AUC!16!A (Auction No. 16)  X -+A 1. INTRODUCTION ĐlU  X< Licenses to Be Auctioned:  525 licenses in the upper 200 channels of the 800 MHz Specialized Mobile Radio Service ("SMR"). The auction will consist of 3 licenses in each of 175 Economic Areas ("EAs"); frequency block A is allocated 20 channels; frequency block B is allocated 60 channels; and frequency block C is allocated 120 channels. Each frequency block encompasses the following spectrum and channel numbers: T ddx !ddxSP` T  z : g  Spectrum Block Channel Numbers Frequencies (Base & Mobile)z Z S gI  A>"h 401420>"h 861.0861.5 MHz 816.0816.5 MHzZ Z   II  B$h 421480$h 861.5863.0 MHz 816.5818.0 MHzZ   '# Iv  C"' 481600"' 863.0866.0 MHz 818.0821.0 MHz  %v (0*0*0*m)&eLpH!8|  '#!  h   ԌA detailed listing of the EAs, with their FCC market number, market location, license number, population, and upfront payment, as well as a service area map, are provided in  X-Attachment A. NOTE: As indicated below, not all 200 SMR channels in Spectrum Blocks A, B and C are available for auction in the Canadian and Mexican border areas. Some frequencies are subject to international assignment and coordination. For further information,  X-see paragraphs 2326 of the Memorandum Opinion and Order on Reconsideration, FCC 97 Xx-224, released July 10, 1997, and Appendix C to the Second Report & Order, FCC 97223, released July 10, 1997. /8 Canadian Border Area lT ^ !ddxSP`  Addx """""^     L %  ) "LSpectrum ^Block g" 0 Available B Channels  Regions 1,4,5  & 6S)"eK Available LChannels RpRegion b^2S)"Available Channels LRegion :3S)" Available !Channels $Regions ,;7 & 8L q   )h "Ah" Noneh"VNoneh":4h"412q q S hh " B5h"P 185h"VNone5h"445h"432q    h " C"P 72"_,55"72"448  5l lU 3uMexican Border Area lU Y Addx """"" avddx""Y  c 5 H "Spectrum )(Block g"Available jOffset Channelsc q  Hh "3Aeh"23q q  hh "4Bh"12q  e h "4Cw"18   XI< Auction Date:  The auction will begin on October 28, 1997. The precise schedule for bidding will be announced by public notice at least one week before the start of the auction. Unless otherwise announced, bidding will be conducted on each business day until bidding has stopped on all licenses.  X#<   Auction Title:  This is the sixteenth spectrum auction the FCC has scheduled, and will be referred to as "Auction No. 16, 800 MHz SMR Upper 200 Channels."  X&< Bidding Methodology:  Simultaneous multiple round bidding. Bidding will be permitted only from remote locations, either electronically (by computer) or telephonically. "}'0*((a&"Ԍ  W< PreAuction Dates:   X-X` hp x (#%'0*,.8135@8:&0*(($" period of time in which applicants must amend their FCC Form 175s. Applicants are reminded that Certification 6 on the FCC Form 175 includes consent to be audited.  X- B. Exhibits and Attachments In addition to the FCC Form 175 itself, applicants must submit additional information required by the FCC's rules. Although we do not require a particular format for this information, we have developed the following guidelines that will facilitate the processing of shortform applications. We encourage applicants filing both electronically and manually to  X -submit this information using the following format. All exhibits must be in ASCII text  X -(.TXT).  X - Exhibit A Applicant Identity and Ownership Information : 47 C.F.R.  1.2105(2)(ii) requires each applicant to fully disclose the real party or partiesininterest in an exhibit to its FCC Form 175 application. The information should provide the name, citizenship and address of all partners, if the applicant is a partnership; or a responsible officer or director, if the applicant is a corporation; of the trustee, if the applicant is a trust; or, if the applicant is none of the foregoing, list the name, address and citizenship of a principal or other responsible person.  X- Exhibit B Agreements with Other Parties/Joint Bidding Arrangements: Applicants must attach an exhibit identifying all parties with whom they have entered into any agreements, arrangements or understandings which relate in any way to the licenses being auctioned, including any relating to the postauction market structure. See 47 C.F.R.  1.2105(a)(2)(viii). Be aware that pursuant to Certification (4) on the FCC Form 175, the applicant certifies that it will not enter into any explicit or implicit agreements or understandings of any kind with parties not identified in the application regarding bid amounts, bidding strategies or the  XN-particular licenses the applicant will or will not bid. See 47 C.F.R.  1.2105(a)(2)(ix). To prevent collusion, the Commissions rules generally prohibit communication during the course of the auction among applicants for the same license areas when such communications  X -concern bids, bidding strategies, or settlements. 47 C.F.R. #XN\  PK3XP##XP\  PLQ3XP# 1.2105(c).  X- Exhibit C Status as a Small or Very Small Business Applicant : Applicants claiming status as a small or very small business must attach an exhibit regarding this status. #XN\  PM3XP#X#XP\  PNQ3XP# Small or very small business applicants must state the average gross revenues for the preceding three years for the applicant (including affiliates), as prescribed by 47 C.F.R. #XN\  PO3XP##XP\  PPQ3XP# 90.913. Certification that the average gross revenues for the preceding three years do not exceed the required limit is not sufficient.(# ">&0*(($"Ԍ X- Exhibit D Information Requested of Designated Entities : Applicants owned by minorities or women as defined in 47 C.F.R. #XN\  PQ3XP##XP\  PRQ3XP# 1.2110(b), or who are rural telephone companies, may attach an exhibit regarding this status. This information, in conjunction with the information in Item 10, will assist the Commission in monitoring the participation of these "designated entities" in its auctions.  Xv- Exhibit E Miscellaneous Information : Applicants wishing to submit additional information should include it in Exhibit E. Applicants are reminded that all information required in connection with applications to participate in spectrum auctions is necessary to determine the applicants' qualifications, and as such will be available for public inspection. Required proprietary information may be redacted, or confidentiality may be requested, following the procedures set out in 47 C.F.R.  0.459. Any such requests must be submitted in writing to Kathleen OBrien Ham, Chief, Auctions Division, Wireless Telecommunications Bureau, Federal Communications Commission, 2025 M Street, N.W., Room 5322, Washington, D.C. 20554 (with a separate copy mailed to Alice Elder, Auctions Division), in which case the applicant must indicate in Exhibit E that it has filed a confidentiality request. Because the required information bears on applicants qualifications, the FCC envisions that confidentiality requests will not be routinely granted.  X- Waivers : Applicants requesting waiver of any rules must submit a statement of reasons sufficient to justify the waiver sought. #XZ\  PSQ3XP#  X-#XZ\  PAQ3XP#  "0*(("  X- 4 <DL!T$&)\+- 0d24 <DL!T$&)\+- 0d24 #Xj\  P6G;3XP#AUCTION SPECIFIC INSTRUCTIONS:  FCC REMITTANCE ADVICE, FCC FORM 159 #UPFRONT PAYMENTS l lU  X- The following information supplements the standard instructions for FCC Form 159, and is provided to help ensure its correct completion for upfront payments for the 800 MHz Specialized Mobile Radio Service ( SMR ) auction (Auction 16). Applicants need to complete FCC Form 159 carefully, since:     4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  Mistakes may affect their bidding eligibility, and 4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  Lack of consistency between information in FCC Form 159, FCC Form 175, FCC Form 600, and correspondence about an application may cause processing delays.   E  Therefore appropriate crossreferences between the FCC Form 159 Remittance Advice and the FCC Form 175 Short Form Application are described below.  XK-Block Number Required Information  X- H   4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  44k(RESERVED) In the upper left hand corner of the form is a rectangle with   "(RESERVED)" in the middle. Enter the number "358400" somewhere in this rectangle.  X- (<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  441  FCC Account Number Same as FCC Form 175, block 7. NOTE:  It is critical that this number exactly match the applicant's account number shown on FCC Form 175.  Xe- <<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  44 2  Total Amount Paid Enter the total amount of the upfront payment associated with the FCC Form 159.  X - <<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  443  Payor Name Enter the name of the person or company making  the payment. If the applicant itself is the payor, this entry would be the same as FCC Form 175, block 1.  X - G<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  4448  Street Address, City, State, ZIP Code Enter the street mailing  address (not Post Office box number) where mail should be sent to  the payor. If the applicant is the payor, these entries would be the same as FCC Form 175, blocks 2 through 5.  XQ%- G<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  449  Daytime Telephone Number Enter the telephone number of a person knowledgeable about this upfront payment. "#'0*((%"Ԍ X-<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  4410  Country Code For addresses outside the United States, enter the appropriate postal country code (available from the Mailing Requirements Department of the U.S. Postal Service).  X-<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  4414A  Payment Type Code Enter "AW8U."  Xv-<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  4415A  Quantity Enter the numeral "1."  XH-<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  4416A  Amount Due Enter the total upfront payment indicated in block 2.  X -<<4 <DL!T$&)\+- 0d244 <DL!T$&)\+- 0d24  4417A  FCC Code 1 Enter the number "16" (indicating Auction 16).  NOTES:  X- X<<Blocks 12A and 18A do not apply, so leave them blank.!<  Xy- X<<If applicant is different from the payor, complete blocks 11A, 13A, 19A, 20A and 21A for the applicant, using the same information shown on FCC Form 175. Otherwise leave them blank.!<  X- X<<Since this auction does not involve multiple applications, leave blocks 11B through 21B blank. For the same reason, do not use Advice (Continuation Sheet), FCC Form 159C, for upfront payments.!<  X-<<  X<<Since credit card payments will not be accepted for this auction, leave blocks 22 and 23 blank.!<   "|0*((" Attachment B contains blank copies of FCC Forms 175 and 159. Electronic filers use online software to generate these forms and do not need paper copies. Manual filers can obtain paper copies by calling #  202418FORM. #XN\  P 3XP#" 0*(("  a<  @B-C-@d #|\  P6G;iP#Attachment C X -m!k #Xj\  P6G;3XP#  a<m! #|\  P6G;iP# k  a<  Electronic Filing of FCC Form 175 Đlk  X- #Xj\  P6G;3XP#44The Commission has implemented a remote access system to allow applicants to submit their FCC Form 175 applications electronically. The remote access system for initial filing of the FCC Form 175 applications will generally be available 24 hours per day beginning at approximately the same time as the release of this Public Notice. FCC Form 175 applications that are filed electronically using this remote access  X -system must be submitted and confirmed by 5:30 p.m. ET on September 29, 1997 . Late applications or unconfirmed submissions of electronic data will not be accepted. The electronic filing process consists of an initial filing period and a resubmission period to make minor corrections. The FCC Remote Electronic Auction System includes various software, with which applicants can: 441. file an FCC Form 175 shortform application, 442. review other FCC Form 175 applications filed, 443. submit and withdraw bids and activity rule waivers, 444. receive auction messages/announcements and submit suggestions, 445. create and download customized round results files, and 446. file a longform application.  XE-44In 1995 the FCC issued a Report and Order in WT Docket No. 9569, FCC 95308, 60 FR 38,276 (July 26, 1995), establishing fair and reasonable charges for auction software and online access to the FCC's wide area network to use the software. It established the following schedule of charges:  4 <DL!T$&)\+- 0d24X` hp x (#%'0*  O avddx""PP(!( ( ( O   w  w w X-Z SOFTWAREwACCESS PER MINUTEw w TPP(!( ( ( PP(4!( ( ( T w w  w FCC Form 175 FilingUws*FREEUw,JFREEw 4w TPP(4!( ( ( PP(!( ( ( T w w 4 w FCC Form 175 Review ws*FREE w-^$2.30w w TPP(!( ( ( PP("!!( ( ( T w w  w Bid SubmissionC"wn$175.00C"w-^$2.30w "!w TPP("!!( ( ( PP("!( ( ( T w w "! w Messages/Announcements#ws*FREE#w-^$2.30w "w TPP("!( ( ( !PP($!( ( ( T w w " w Suggestion Box1%ws*FREE1%w-^$2.30w $w T!PP($!( ( ( APP(%!( ( ( T w w $ w Round Results Reports&ws*FREE&w-^$2.30w %w TAPP(%!( ( ( aPP(&!( ( ( T w    %  Bidding Analysis/(s*FREE/(%OffLine"6'!0*((&p&"  &X` hp x (#%'0*4 <DL!T$&)\+- 0d24Й Parties interested in filing FCC Form 175 applications electronically may do so in one of two ways:  X-X44Via a (202) number code telephone service with no additional access charge or !4  X_-X44Via a 900 number telephone service at a charge of $2.30 per minute. The first minute of connection time to the 900 number service will be at no charge.!4 Similarly, parties interested in reviewing FCC Form 175 applications electronically will do so via the 900 telephone service at a charge of $2.30 per minute. The first minute of connection time to the 900 number service will be at no charge.  X -44 Applicants who wish to file their FCC Form 175 electronically or review other FCC Form 175 applications online will need the following hardware and software:  X-  Xb-Hardware Requirements:   X4-X44CPU: Intel 80486 or above!4  X-X44RAM: 8 MB RAM (more recommended if you intend to open multiple applications)!4  X-X44Hard Disk: 12 MB available disk space!4  X-44Modem: v.32bis 14.4kbps Hayes compatible modem  X-44Monitor: VGA or above  X-44Mouse or other pointing device To create backup installation disks for the FCC Form 175 Application, you will need  Xe-the following:  X7-441.44 MB 3.5" Floppy Drive  X -44Three blank MSDOS formatted 1.44MB floppy disks  X- Software Requirements:   X!-44FCC Form 175 Application Software (available through the Internet and the 44FCC Bulletin Board System)  X#-44Microsoft Windows 3.1 or Microsoft Windows for Workgroups v3.11  XQ%-Note: The FCC Form 175 Application has not been tested in a Macintosh, OS/2, or Windows 95 environment. Therefore, the FCC will not support operating systems other than Microsoft Windows 3.1 or Microsoft Windows for Workgroups v3.11. This"#'"0*((%p&" includes any other emulated Windows environment. If your Windows is in a networked environment, check with your local network administrator for any potential conflicts with the PPP (Point-to-Point Protocol) Dialer that is incorporated into the FCC Form 175 Application. This usually includes any TCP/IP installed network protocol. The PPP Dialer that is incorporated into the FCC Form 175 Application will establish  X_-a point-to-point connection from your PC to the FCC Network. This point-to-point  XJ-connection is not routed through the Internet. Applicants who wish to file their FCC applications electronically or who wish to view other applicants applications must first download the software from either the Internet or the FCC Bulletin Board System. Applicants must download the following compressed files to install the software:  X - f175v11a.exe, f175v11b.exe, f175v11c.exe .  X}-  Xf-Download Method 1: Internet Access l You may download the compressed files from your Internet browser using either http or ftp, as described in the following sections.  X-44 Internet Browser via http:A http://www.fcc.gov  X-441. Connect to your Internet service provider and start your Internet 44 browser.  X-442. Enter the following location: http://www.fcc.gov  XV-443. Click on AuctionsAlDD  X*-444. Scroll down to Auction 16 and click on the Auctions Tools/Programs 44 icon.  X-445. Download the following files: f175v11a.exe, f175v11b.exe,  X -f175v11c.exe  X#-44 Internet Browser via ftp:   Vt$-44ftp://ftp.fcc.gov/pub/Auctions/SMR/800/Auction_16/Programs   XF&-441. Connect to your Internet service provider and start your Internet browser."/'#0*((%p&"Ԍ X-ԙ442. Enter the following location: ftp://ftp.fcc.gov  X-443. Click on the pub directory  X-44 Click on the Auctions directory  X-44 Click on the SMR directory  X-44 Click on the 800 directory  X-44 Click on the Auction_16 directory  Xk-44 Click on the Programs directoryDD  X?-444. Download the following files: f175v11a.exe, f175v11b.exe,  X( -f175v11c.exe  X - Download Method 2: DialIn Access to the FCC Auction Bulletin Board System  X -(BBS): The FCC Auction Bulletin Board System (BBS) provides dialin access for the FCC Form 175 Application Software. To access the FCC Auction BBS, use a communications package that can handle at least Xmodem protocol (such as PcAnyWhere, Procomm, or Microsoft Terminal in Windows 3.x) to dial in to (202) 6825851. Use the settings of 8 data bits, no parity and 1 stop bit (8,N,1). Once your computer is connected to the Auction BBS, do the following:  X-1.X44To create an account:!4  X-  X-X44(a)X Enter your first name.!  X-X44 X Note: Throughout these instructions, enter means to type the appropriate information and then press the Enter key.!  XE-44(b) Enter your last name.!  X-X44(c)X When asked whether you want to create an account, enter Y .!  X-X44(d)X When prompted, enter a password.! X44X The password can be from four to ten characters long, where the characters can be either letters or numbers.!  Xv$-X44(e)X To confirm the password, enter it again.!  X_%-"_%$0*(( $p&"Ԍ X-X44(f)X When prompted for contact information, enter your voice phone  X-number. Include the area code; for example, you might enter 2025551234.!  X-X44 (g)X Enter your company name.!  Xv-2.X44On the Welcome screen, enter C for Continue. (You may also enter c , the program accepts either case.)!4 X44Since C is the default (automatic) selection, you can also just press Enter to continue.!4  X -3.X44When asked whether you want to view the bulletin menu. Enter Y for Yes. Then, to continue, press Enter to obtain the FCC Auction BBS Main Menu.!4  X -  X -4.X44Enter A (for Auction Menu) to obtain the Auction Library Menu. The top options on this menu provide a range of numbers to represent the available auctions.!4  XK-5.X44To select Auction 16, enter B to select the second range. !4  X-6.X44On the Auctions Library Menu, enter the number of the auction you want.  X-Enter 16 , in this case.!4 X44The Auction Menu appears.!4   X-7.X44Enter P to select Program files.!4 X44The list of available files for Auction 16 appears. These files are sorted by date, with the most recent files at the beginning of the list.!4  X7-8.X44To scroll downward to the next screen of file names, either press Enter or enter  X - C for Continue. To scroll upward to the preceding screen of file names, enter  X - P for Previous.!4 X44Note that on each screen, file names are numbered separately, starting with 1.!4  X!-9.X44To select one or more files for downloading or viewing, mark the files you want. The program marks a file by preceding its name with an asterisk (*).!4 4 <DL!T$&)\+- 0d24,X` hp x (#%'0*,.8135@8: